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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-03-03 |
| CA | RA | APPROVED | 2018-02-15 |
Branch Locations
1111 Coast Village Road, Montecito, CA 93108 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Santa Barbara | CA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Santa Barbara | CA | 11/2016 | 02/2018 |
| Morgan Stanley Wealth Management | Montecito | CA | 02/2018 | Present |
1.Le-Vel; Investment related: No; Frisco, TX; Selling health and wellness products; Independent Contractor (proprietor, partner, officer, director, employee, trustee, agent); May 2017; During business hours: 0; After business hours: 20; Sell/Promote products
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-04-04 |
| S63 | Uniform Securities Agent State Law Examination | 1996-08-23 |
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