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Penny L Mckinney

Rbc Capital Markets, LLC

Leawood, KS

Raytown, MO

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-02-27
KS RA APPROVED 2023-09-28
  • TX RA
    APPROVED_RES
    Since 2025-02-27
  • KS RA
    APPROVED
    Since 2023-09-28

Branch Locations

4001 W. 114Th St Suite 200, Leawood, KS 66211-2604 • United States

Raytown, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Leawood KS 08/2006 09/2023
Rbc Capital Markets, Llc Leawood KS 09/2023 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-06-11
S63 Uniform Securities Agent State Law Examination 1995-01-11
  • S65 Uniform Investment Adviser Law Examination
    1999-06-11
  • S63 Uniform Securities Agent State Law Examination
    1995-01-11
Other Names
  • Penny Lou Rader
  • Penny Lou Mckinney

View on SEC IAPD

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