Mark Guy Mundy

Employer firm

Ameritas Advisory Services, LLC CRD 317245

$13.7B regulatory AUM 1,086 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2003 → Present
  Ameritas Investment Corp
  Lincoln, NE
• 09/2014 → Present
  Foster Financial
  Dallas, TX
• 08/2018 → Present
  Canvas Financial
  Dallas, TX
• 11/2021 → Present
  Ameritas Advisory Services, Llc
  Lincoln, NE

Previous Registrations

• 1990-08-27 → 2004-01-14
  Equitable Advisors, Llc
  Dallas, TX

Other Businesses

LICENSED AS AN INDEPENDENT INSURANCE AGENT TO SELL FIXED INSURANCE PRODUCTS, INCLUDING LIFE SETTLEMENTS * KNON RADIO 89.3; 11311 N CENTRAL EXPY, DALLAS TX; NON-INV REL; RADIO STATION; VOLUNTEER; START DATE=11/1992; HRS/MO=8; TRADING HRS/MO=0; COUNTRY MUSIC DISK JOCKEY TWO HOURS/WEEK FRIDAYS 4:00-6:00PM * PLANNED BENEFITS; SAME AS OSJ BRANCH; INV REL; REFER CLIENTS THAT NEED HEALTH INSURANCE; START DATE=01/2004; HRS/MO=1; TRADING HRS/MO=1; REFER MY CLIENTS THAT NEED HEALTH INSURANCE TO PLANNED BENEFITS * DALLAS FIN WHOLESALERS; 7512 SAN JACINTO PLACE #100, PLANO TX; INV REL; INSURANCE BROKER SERV; BROKER; START DATE=2009; HRS/MO=0; TRADING HRS/MO=0; IF I HAVE A CLIENT THAT NEEDS A FIXED ANNUITY CONTRACT I'LL CALL TO SEE IF THEY HAVE ANYTHING THAT MIGHT WORK * BARMU PRODUCTIONS LLC; SAME AS RESIDENCE; NON-INV REL; SET THIS UP SO WE COULD PURCHASE GROUP HEALTH INSURANCE AND MAKE INVESTMENTS AS JOINT PROPERTY; PRESIDENT; START DATE=03/2008; HRS/MO=1; TRADING HRS/MO=1; ANNUAL MEETING * FOSTER FINANCIAL; SAME AS OSJ BRANCH; INV REL; FINANCIAL PLANNING; IAR; START DATE=09/2014; HRS/MO=40; TRADING HRS/MO=40; FINANCIAL PLANNING AND SECURITY SALES * Canvas Financial; same as branch; inv rel; new organization with AIC effective 8/1/2018 that combines six different firms that are already with AIC, shell dba used for marketing and consolidation purposes; Agent; start date=08/2018; hrs/mo=08/2018; hrs/mo=40; trading hrs/mo=40; agent for LLC under DBA shell * Cobalt Medical Opportunity Fund III, LP: 14911 Quorum Dr STE 380 Dallas TX 75254; non-inv rel; investor; start date=11/2014; end date = 11/2021; Hrs/mo=0; partnership to make debt and equity investments in entities owning interest in healthcare related properties.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-02-25
• S63 Uniform Securities Agent State Law Examination
  1989-04-03