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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2021-02-24 |
| WI | RA | APPROVED | 2014-11-17 |
| TX | RA | APPROVED_RES | 2004-10-07 |
| IL | RA | APPROVED | 1999-06-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Orland Park | IL | 10/1988 | Present |
| Bank Of America, N.A. | Orland Park | IL | 06/2011 | Present |
I*407166, Entity Type: Entity Charitable, Name of OBA: St. Thomas More Catholic Church, Address: munster, Indiana 46321, Investment Related: N, Position, Title, Association: Committee, Employee Start Date: 04/28/2020, No Hours: 1, No Hours during trading: 0.33, Duties: Asked to serve on the finance committee for the church.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-11-17 |
| S63 | Uniform Securities Agent State Law Examination | 1989-01-11 |
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