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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2019-01-11 |
| TX | RA | APPROVED | 2019-01-11 |
Branch Locations
161 Washington Valley Road Suite 205, Warren, NJ 07059 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Hartford | CT | 06/2009 | 01/2019 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 01/2019 |
| Wells Fargo Advisors Financial Network, Llc | Warren | NJ | 01/2019 | Present |
JMS CAPITAL CORP, INV RELATED, WESTFIELD, NJ, 100% OWNERSHIP, START 1/1/2020, 160 HOURS PER MONTH, 8 HOURS DURING TRADING, FINET PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-11-11 |
| S63 | Uniform Securities Agent State Law Examination | 1989-01-13 |
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