Jason Michael Sprung

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → 01/2019
  Morgan Stanley Smith Barney
  Hartford, CT
• 01/2015 → 01/2019
  Morgan Stanley Private Bank, National Association
  New York, NY
• 01/2019 → Present
  Wells Fargo Advisors Financial Network, Llc
  Warren, NJ

Previous Registrations

• 2009-06-01 → 2019-01-15
  Morgan Stanley
  Westfield, NJ
  Hartford, CT
  Hartford, CT
  Short Hills, NJ
  Short Hills, NJ
• 2008-02-01 → 2009-06-01
  Morgan Stanley & Co. Llc
  Hartford, CT
• 2001-06-08 → 2008-02-08
  Ubs Financial Services Inc.
  Westfield, NJ
  Westfield, NJ

Other Businesses

JMS CAPITAL CORP, INV RELATED, WESTFIELD, NJ, 100% OWNERSHIP, START 1/1/2020, 160 HOURS PER MONTH, 8 HOURS DURING TRADING, FINET PRACTICE.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-11-11
• S63 Uniform Securities Agent State Law Examination
  1989-01-13