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Current Employers
Callahan & Callahan Asset Management, Inc.

21550 Oxnard St. Suite 300, Woodland Hills, CA 91367 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2015-02-18
  • CA RA
    APPROVED
    Since 2015-02-18

Branch Locations

21550 Oxnard St. Suite 300, Woodland Hills, CA 91367 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
U.S. Discount Brokerage, Inc Rocky River OH 10/2002 Present
Callahan & Callahan Asset Management, Inc Woodland Hills CA 10/2002 Present
Previous Registrations
Other Businesses

CALLAHAN & CALLAHAN ASSET MANAGEMENT, INC. 21550 Oxnard Street, Suite 300 (3rd Floor) Woodland Hills, CA 91367 INVESTMENT ADVISORY ASSET MANAGEMENT SINCE NOV. 2002 President California Insurance license U.S. Brokerage, Inc. is the broker/dealer service used for security transactions.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-11-08
S63 Uniform Securities Agent State Law Examination 1988-11-17
  • S65 Uniform Investment Adviser Law Examination
    2001-11-08
  • S63 Uniform Securities Agent State Law Examination
    1988-11-17
Other Names
  • Stephen Luke Alistair Callahan
  • Stephen Luke Alistaire Callahan
  • Stephen Luke Alistare Callahan

View on SEC IAPD

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