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Current Employers
Ausdal Financial Partners, Inc.

5187 Utica Ridge Rd, Davenport, IA 52807 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2009-08-25
  • IL RA
    APPROVED
    Since 2009-08-25

Branch Locations

3250 Lacey Road Suite 130, Downers Grove, IL 60515 • United States

2000 West Galena Blvd. Suite 301, Aurora, IL 60506 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Roger O. Anderson, Cpa Aurora IL 04/1994 Present
Ausdal Financial Partners, Inc Davenport IA 08/2009 Present
Previous Registrations
  • 2009-04-14 → 2009-08-24
    Waterstone Financial Group, Inc.
    Aurora, IL
    Aurora, IL
Other Businesses

1) ROGER O. ANDERSON, CPA/CFP; NOT INVESTMENT RELATED; AURORA, IL; TAX PREPARATION SERVICES. OWNER SINCE 8/2009; APPROXIMATELY 80 HOURS A MONTH DEVOTED TO THIS SERVICE ALL DURING TRADING HOURS OCCURRING 6 MONTHS DURING THE YEAR; TAX PREPARATION FOR CLIENTS. 2)ROGER O. ANDERSON CPA CERTIFIED FINANCIAL PLANNER; INVESTMENT RELATED; AURORA, IL; OUTSIDE INSURANCE SALES; AGENT; ACTIVITY BEGAN 1989; I DEVOTE APPX 8 HOURS PER MONTH ALL DURING TRADING HOURS; SALE OF ANNUITIES AND LIFE SALES THROUGH VARIOUS CARRIERS. 3)FAMILY FARM RENTAL; NOT INVESTMENT RELATED; AURORA, IL; ONWER; ACTIVITY BEGAN 1/2015; I DEVOTE NO TIME TO THIS ACTIVITY; MINORITY INTEREST IN FAMIL FARM; SHARE IN FARM PROCEEDS FROM SHARE CROPS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1991-09-17
  • S63 Uniform Securities Agent State Law Examination
    1991-09-17
Designations

View on SEC IAPD

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