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Bernardete Nunes

Ameriprise Financial Services, LLC

Roseville, CA

Elk Grove, CA

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-11-30
  • CA RA
    APPROVED
    Since 2023-11-30

Branch Locations

1420 Rocky Ridge Dr Ste 200, Roseville, CA 95661 • United States

Elk Grove, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Sacramento CA 06/2009 11/2023
Morgan Stanley Private Bank, National Association New York NY 01/2015 11/2023
Ameriprise Financial Services, Llc Roseville CA 11/2023 Present
Morgan Stanley Private Bank, N.A New York NY 01/2015 11/2023
  • 06/2009 → 11/2023
    Morgan Stanley Smith Barney
    Sacramento, CA
  • 01/2015 → 11/2023
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 11/2023 → Present
    Ameriprise Financial Services, Llc
    Roseville, CA
  • 01/2015 → 11/2023
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-12-31
S63 Uniform Securities Agent State Law Examination 1997-12-12
  • S65 Uniform Investment Adviser Law Examination
    1997-12-31
  • S63 Uniform Securities Agent State Law Examination
    1997-12-12
Other Names
  • Maria Bernardete Da Silvei Nunes
  • M Bernardete S Nunes
  • M Bernadete Silveira Nunes

View on SEC IAPD

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Other Offices

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MUTUAL ADVISORS, LLC · Roseville, CA
DCA FAMILY OFFICE, LLC · Roseville, CA
COMMONWEALTH FINANCIAL NETWORK · Roseville, CA
EDWARD JONES · ROSEVILLE, CA
SAFEGUARD INVESTMENT ADVISORY GROUP, LLC · Roseville, CA
MERCER GLOBAL ADVISORS INC. · ROSEVILLE, CA

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