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Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-05-05
CA RA APPROVED 2012-01-06
  • FL RA
    APPROVED
    Since 2021-05-05
  • CA RA
    APPROVED
    Since 2012-01-06

Branch Locations

5701 Hollywood Blvd. Suite G, Hollywood, FL 33021 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
World Financial Group, Inc. Hollywood FL 06/2001 Present
Giving Merchants, Llc Woodland Hills CA 06/2010 Present
Global Merchant Innovations Llc Woodland Hills CA 06/2010 Present
Affiliate Marketing Dba Cubatics Anaheim Hills CA 12/2012 Present
Transamerica Financial Advisors, Inc Hollywood FL 01/2012 Present
American Funding Center Riverside CA 05/2012 10/2023
Wfg Direct Sunny Isles Beach FL 08/2021 Present
  • 06/2001 → Present
    World Financial Group, Inc.
    Hollywood, FL
  • 06/2010 → Present
    Giving Merchants, Llc
    Woodland Hills, CA
  • 06/2010 → Present
    Global Merchant Innovations Llc
    Woodland Hills, CA
  • 12/2012 → Present
    Affiliate Marketing Dba Cubatics
    Anaheim Hills, CA
  • 01/2012 → Present
    Transamerica Financial Advisors, Inc
    Hollywood, FL
  • 05/2012 → 10/2023
    American Funding Center
    Riverside, CA
  • 08/2021 → Present
    Wfg Direct
    Sunny Isles Beach, FL
Previous Registrations
Other Businesses

Sales of insurance products and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc AFFILIATE MARKETING DBA CUBATICS; NOT INVESTMENT-RELATED; 5813 E TREEHOUSE LN, ANAHEIM, CA 92807; CREATING ATTRACTION MARKETING THROUGH AFFILIATE MARKETING INFO PRODUCTS. TO BUILD AN ONLINE PROSPECT LIST OF FOLLOWERS; OWNER AND MARKETING DEVELOPMENT; 12/1/2012; 20 HRS/MONTH; PROMOTE & MARKET THE ONLINE & OFFLINE EDUCATIONAL PRODUCTS TO CREATE AN EMAIL FOLLOWING AND BUILD NEW RELATIONSHIPS WITH POTENTIAL PROSPECTS GIVING MERCHANTS, LLC / 0610-present/ Investment Related: No / WOODLAND HILLS, CA / INDEPENDENT CONTRACTOR FOR CREDIT CARD TRANSACTIONS / Nature of Business/ Hrs. Work Monthly: / Sec Trading Hrs.: / Duties GLOBAL MERCHANT INNOVATIONS LLC / 0610-Present / Investment Related: No / WOODLAND HILLS, CA / INDEPENDENT CONTRACTOR FOR CREDIT CARD TRANSACTIONS / Nature of Business/ Hrs. Work Monthly: / Sec Trading Hrs.: / Duties

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-12-22
S63 Uniform Securities Agent State Law Examination 1999-07-29
  • S65 Uniform Investment Adviser Law Examination
    2005-12-22
  • S63 Uniform Securities Agent State Law Examination
    1999-07-29

View on SEC IAPD

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