Michael John Van Asten

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2013 → Present
  Rbc Capital Markets, Llc
  Indianapolis, IN
• 03/2020 → Present
  City National Bank
  Indianapolis, MN

Previous Registrations

• 2013-02-13 → 2013-07-12
  Raymond James & Associates, Inc.
  Indianapolis, IN
• 2005-07-25 → 2013-02-13
  Morgan Keegan & Company, Llc
  Indianapolis, IN
  Indianapolis, IN
• 2001-10-17 → 2004-11-03
  Banc One Securities Corporation
  Carmel, IN

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-06-02
• S63 Uniform Securities Agent State Law Examination
  1989-04-26

Other Names

• Michael J Vanasten
• Michael John Vanasten