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Richard Francis Barnett

LPl Financial LLC

Medford, NJ

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-02-14
DE RA APPROVED 2018-02-14
MD RA APPROVED 2018-02-14
NJ RA APPROVED 2018-02-14
NC RA APPROVED 2018-02-14
PA RA APPROVED 2018-02-14
SC RA APPROVED 2018-02-14
UT RA APPROVED 2018-02-14
VA RA APPROVED 2018-02-14
  • CA RA
    APPROVED
    Since 2018-02-14
  • DE RA
    APPROVED
    Since 2018-02-14
  • MD RA
    APPROVED
    Since 2018-02-14
  • NJ RA
    APPROVED
    Since 2018-02-14
  • NC RA
    APPROVED
    Since 2018-02-14
  • PA RA
    APPROVED
    Since 2018-02-14
  • SC RA
    APPROVED
    Since 2018-02-14
  • UT RA
    APPROVED
    Since 2018-02-14
  • VA RA
    APPROVED
    Since 2018-02-14

Branch Locations

30 Jackson Rd Ste B3, Medford, NJ 08055 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Sii Investments, Inc. Medford NJ 02/2009 Present
Lpl Financial Llc Medford NJ 02/2018 Present
  • 02/2009 → Present
    Sii Investments, Inc.
    Medford, NJ
  • 02/2018 → Present
    Medford, NJ
Previous Registrations
  • 2009-02-06 → 2018-02-15
    Sii Investments, Inc.
    Medford, NJ
    Appleton, WI
    Medford, NJ
    Appleton, WI
  • 2005-01-20 → 2009-03-03
    Next Financial Group, Inc.
    Medford, NJ
  • 2002-08-01 → 2005-01-20
    Msi Financial Services, Inc.
    Marlton, NJ
Other Businesses

1. 02/14/2018 - JACK FROST/BIG BOULDER SKI AREA - Investment Related - 357 Big Boulder Dr, Lake Harmony, PA 18624 - Outside/W-2 Employment - SKI INSTRUCTOR. 2. 02/14/2018 - BARNETT FINANCIAL SERVICES, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 2/6/2009 - Time Spent 100%.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-04-27
S63 Uniform Securities Agent State Law Examination 1998-06-19
  • S66 Uniform Combined State Law Examination
    2010-04-27
  • S63 Uniform Securities Agent State Law Examination
    1998-06-19

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