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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2018-02-14 |
| DE | RA | APPROVED | 2018-02-14 |
| MD | RA | APPROVED | 2018-02-14 |
| NJ | RA | APPROVED | 2018-02-14 |
| NC | RA | APPROVED | 2018-02-14 |
| PA | RA | APPROVED | 2018-02-14 |
| SC | RA | APPROVED | 2018-02-14 |
| UT | RA | APPROVED | 2018-02-14 |
| VA | RA | APPROVED | 2018-02-14 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sii Investments, Inc. | Medford | NJ | 02/2009 | Present |
| Lpl Financial Llc | Medford | NJ | 02/2018 | Present |
1. 02/14/2018 - JACK FROST/BIG BOULDER SKI AREA - Investment Related - 357 Big Boulder Dr, Lake Harmony, PA 18624 - Outside/W-2 Employment - SKI INSTRUCTOR. 2. 02/14/2018 - BARNETT FINANCIAL SERVICES, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 2/6/2009 - Time Spent 100%.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-04-27 |
| S63 | Uniform Securities Agent State Law Examination | 1998-06-19 |
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