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Cambridge Investment Research Advisors, Inc. CRD 134139
$139B regulatory AUM 68,815 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2007-02-15 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc | Fairfield | IA | 02/2007 | Present |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 02/2007 | Present |
1.INDEPENDENT INSURANCE AGENT, 7 OLD MEADOW RD, WOODBURY, CT, 1/1995 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 5 HR/MO - 0/TRADING. 2.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 50 HR/WK - 8/TRADING. 02/15/07
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-08-26 |
| S63 | Uniform Securities Agent State Law Examination | 1989-04-24 |
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