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Michael Stanley Blaszczak

Cambridge Investment Research Advisors, Inc.

Woodbury, CT

CRD 1897395

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Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2007-02-15
  • CT RA
    APPROVED
    Since 2007-02-15

Branch Locations

Woodbury, CT • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc Fairfield IA 02/2007 Present
Cambridge Investment Research Advisors, Inc Fairfield IA 02/2007 Present
Previous Registrations
  • 2003-12-15 → 2007-02-21
    Tower Square Securities, Inc.
    Woodbury, CT
  • 1992-02-06 → 2003-12-12
    Veravest Investment Advisors, Inc.
    Glastonbury, CT
Other Businesses

1.INDEPENDENT INSURANCE AGENT, 7 OLD MEADOW RD, WOODBURY, CT, 1/1995 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 5 HR/MO - 0/TRADING. 2.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 50 HR/WK - 8/TRADING. 02/15/07

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-08-26
S63 Uniform Securities Agent State Law Examination 1989-04-24
  • S65 Uniform Investment Adviser Law Examination
    1994-08-26
  • S63 Uniform Securities Agent State Law Examination
    1989-04-24
Designations
  • Chartered Financial Consultant
Other Names
  • Mike Blaszczak

View on SEC IAPD

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