Best Investors Account Sign in

Peter Heinrich Dellarocca

Charles Schwab & Co., Inc.

San Francisco, CA

Westlake, TX

Claim This Profile
Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2010-09-13
  • CA RA
    APPROVED
    Since 2010-09-13

Branch Locations

San Francisco, CA • United States

3000 Schwab Way, Westlake, TX 76262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. San Francisco CA 02/2003 Present
Charles Schwab Bank, Ssb San Francisco CA 11/2023 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-03-17
S63 Uniform Securities Agent State Law Examination 1990-05-04
  • S66 Uniform Combined State Law Examination
    2010-03-17
  • S63 Uniform Securities Agent State Law Examination
    1990-05-04
Other Names
  • Peter H Dellarocca

View on SEC IAPD

More in San Francisco, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor