Stephen Edmond Berube

Employer firm

Echo Creek Capital, LLC CRD 167451

$22.0M regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers

Echo Creek Capital, Llc

Rockville, MD • United States

Current Registrations

Authority	Category	Status	Date
VA	RA	APPROVED	2014-09-12
MD	RA	APPROVED	2013-07-12

VA RA
APPROVED

Since 2014-09-12
MD RA
APPROVED

Since 2013-07-12

Branch Locations

Rockville, MD • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Echo Creek Capital, Llc	Rockville	MD	07/2013	Present

07/2013 → Present

Echo Creek Capital, Llc

Rockville, MD

Previous Registrations

1998-10-29 → 2013-07-22

Ubs Financial Services Inc.

Bethesda, MD

Bethesda, MD

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1993-04-01
S63	Uniform Securities Agent State Law Examination	1988-12-20

S65 Uniform Investment Adviser Law Examination

1993-04-01
S63 Uniform Securities Agent State Law Examination

1988-12-20

View on SEC IAPD