Michael Thomas Anderson

Employer firm

The L. Warner Companies, Inc CRD 108001

$802M regulatory AUM 1 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• BUSINESS CONSULTING AND PLAN ADMINISTRATION SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2005 → 01/2018
  Western Pension & Benefits Conference Los Angeles
  Burbank, CA
• 07/2008 → 12/2021
  Finestone Partners
  Beverly Hills, CA
• 08/2016 → 01/2018
  Niagara International Capital Limited
  Clarence, NY
• 01/2018 → Present
  Four Points Capital Partners Llc
  New York, NY
• 12/2021 → Present
  The L. Warner Companies, Inc.
  Timonium, MD

Previous Registrations

• 2018-01-25 → 2022-06-06
  Finestone Partners
  Beverly Hills, CA
• 2011-12-22 → 2017-12-31
  Finestone Partners
  Beverly Hills, CA
• 2009-01-02 → 2016-08-18
  Raymond James Financial Services Advisors, Inc
  Beverly Hills, CA
• 2004-05-10 → 2009-01-02
  Raymond James Financial Services, Inc.
  Beverly Hills, CA
  Pasadena, CA
  Pasadena, CA
• 2003-08-18 → 2004-06-09
  Windward Capital Management Co
  Los Angeles, CA

Other Businesses

1) PodClips.IO; www.podclips.io; 06/2019; Director; Internet Radio Network. Forming company, will develop programming, advertising; Not Investment Related; 12 hours/month; 0 hours/month during business hours; Ownership, Profits. 2) The L Warner Companies, Inc.; 9100 Wilshire Blvd, Ste 720E, Beverly Hills, CA 90212; RIA; Investment-Related; Executive Vice President; Investment advisory for company retirement plans (sponsor and employees) and private client accounts; 12/2021; 200 hours/month; 140 hours/month during trading hours. 3) Exceptional Children's Foundation; 5350 Machado Road, Culver City, CA 90230; Board Member/Vice Treasurer; Investment related; Monitoring, overseeing, reporting on investments of the ECF endowment; 9/1/25; 3 HO/MO; 1 HO/MO during trading hours. 3) Small Business Council of America; 2751 Centerville Road Ste. 401 Wilmington, DE 19808; Non-profit board; Not Investment Related; Board Member and Officer; Provide perspective on U.S. retirement issues and legislation and promote membership into the SBCA; 01/01/2017; 8 hours per month; 2 hours per month during trading hours. 4) Exceptional Children's Foundation; 5350 Machado Road, Culver City CA 90230; CA non-profit; Investment-related; Board of Directors; budgeting/finance, retirement plan, government advocacy, and fundraising; 6/30/2024; 6 hours per month; 2 hours per month during trading hours. 5) WhiteRock Analytics; 18223 Charlton Lane, Porter Ranch, CA 91326; Financial Data Services; Not investment related; Board of Director; Provide input on what information, data, tools, Investment Advisors use in their work. Introductions to securities custodians; 03/01/2026; 5 ho/mo; 2 ho/mo during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  1998-10-26
• S63 Uniform Securities Agent State Law Examination
  1991-06-25

Other Names

• Mike Anderson