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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-10-21 |
| OK | RA | APPROVED | 2016-09-28 |
Branch Locations
6060 S American Plaza St E Ste 400, Tulsa, OK 74135 • United States
4160 Se Adams Rd Ste 102, Bartlesville, OK 74006 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Tulsa | OK | 08/2016 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Tulsa | OK | 11/2016 | Present |
TRUSTEE FOR FATHER; INV RELATED; TULSA, OK; START: 10/13/16; 1 HR/MO; 0 DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-05-26 |
| S63 | Uniform Securities Agent State Law Examination | 1989-01-13 |
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