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140 Kendrick Street Building C Floor 3 Suite C320, Needham, MA 02494 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2026-04-22 |
Branch Locations
140 Kendrick Street Building C Floor 3 Suite C320, Needham, MA 02494 • United States
Ferndale, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Ferndale | WA | 02/1998 | 09/2023 |
| Oneamerica Securities | Ferndale | WA | 10/2023 | 12/2024 |
| American United Life | Ferndale | WA | 09/2023 | 12/2024 |
| Assetmark Financial Holdings, Inc. | Ferndale | WA | 03/2025 | 09/2025 |
| Assetmark Brokerage, Llc | Ferndale | WA | 05/2025 | 09/2025 |
| Treasure Chest Cosignment Pnw, Llc | Ferndale | WA | 09/2024 | Present |
| Ascensus | Dresher | PA | 09/2025 | Present |
1) Registrant is a board member of the Western Pension & Benefits Council ("WP&BC") - Seattle Chapter. The WPBC is a tax-exempt educational organization founded to address the educational needs of benefits professionals. The WP&BC - Seattle Chapter is located at 1402 Lake Tapps Pkwy SE, Suite F104-133, Auburn, WA 98092. Registrant works approximately 3 hours per month in this non-investment related position. The hours associated with this activity do not conflict with Ascensus business hours. 2) Registrant is the owner of Treasure Chest Consignment PNW, LLC, an online consignment/resale store selling apparel and accessories. Treasure Chest Consignment PNW, LLC is located at 4206 Saltspring Drive, Ferndale, WA 98248. Registrant works approximately 10 hours per month in this non-investment related position. The hours associated with this activity do not conflict with Ascensus business hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-04-16 |
| S63 | Uniform Securities Agent State Law Examination | 1990-08-25 |
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