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Paul James Carroll

Avion Wealth

The Woodlands, TX

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Current Employers
Avion Wealth

2829 Technology Forest Boulevard Suite 300, The Woodlands, TX 77381-3913 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2005-05-31
  • TX RA
    APPROVED
    Since 2005-05-31

Branch Locations

2829 Technology Forest Boulevard Suite 300, The Woodlands, TX 77381-3913 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Avion Wealth Fka Efficient Wealth Management Llc The Woodlands TX 11/2003 Present
Continental Airlines Houston TX 12/1997 03/2019
  • 11/2003 → Present
    Avion Wealth Fka Efficient Wealth Management Llc
    The Woodlands, TX
  • 12/1997 → 03/2019
    Continental Airlines
    Houston, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-03-24
  • S65 Uniform Investment Adviser Law Examination
    2005-03-24
Designations

View on SEC IAPD

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