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Elizabeth Eugenia Sullivan

Cetera Investment Advisers LLC

Fairfax, VA

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-03-21
VA RA APPROVED 2024-03-21
  • TX RA
    APPROVED
    Since 2024-03-21
  • VA RA
    APPROVED
    Since 2024-03-21

Branch Locations

3600 Chain Bridge Road Suite 16, Fairfax, VA 22030 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Elizabeth Sullivan Financial Fairfax VT 01/2001 Present
Cetera Advisors Llc Denver CO 01/2013 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2024 Present
  • 01/2001 → Present
    Elizabeth Sullivan Financial
    Fairfax, VT
  • 01/2013 → Present
    Cetera Advisors Llc
    Denver, CO
  • 03/2024 → Present
    Cetera Investment Advisers Llc
    Schaumburg, IL
Previous Registrations
  • 1999-02-16 → 2004-01-01
    Ifg Advisory Services Inc
    Fairfax, VA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1990-10-03
S63 Uniform Securities Agent State Law Examination 1988-12-05
  • S65 Uniform Investment Adviser Law Examination
    1990-10-03
  • S63 Uniform Securities Agent State Law Examination
    1988-12-05
Designations

View on SEC IAPD

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PROFESSIONAL FINANCIAL SOLUTIONS, LLC
COMMONWEALTH ASSET MANAGEMENT GROUP LLC
EQUITY SERVICES, INC.
EAGLE STRATEGIES LLC

Other Investors

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Patrizia Francesca Adriazola
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TANZIMA ASHRAFI
KAREN MAN TSANG
Andrew William Crowe
MICHAEL JOSEPH MCLENIGAN
ROBERT ESTEL COPELAND

Other Offices

ARKADIOS WEALTH ADVISORS · Fairfax, VA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · BURKE, VA
WELLS FARGO CLEARING SERVICES, LLC · BURKE, VA
PALLADIUM WEALTH MANAGEMENT, LLC · BURKE, VA
PROFESSIONAL FINANCIAL SOLUTIONS, LLC · FAIRFAX, VA
COMMONWEALTH ASSET MANAGEMENT GROUP LLC · FAIRFAX, VA
EQUITY SERVICES, INC. · FAIRFAX, VA
EAGLE STRATEGIES LLC · BURKE, VA

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