Joseph J Thompson

Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2008 → 01/2020
  Stifel Nicolaus
  Lake Forest, IL
• 03/2020 → 12/2023
  Ameriprise Financial Services
  Lake Zurich, IL
• 03/2024 → Present
  Edward Jones
  St Louis, MO

Previous Registrations

• 2020-03-06 → 2024-01-09
  Ameriprise Financial Services, Llc
  Barrington, IL
• 2008-07-10 → 2020-01-31
  Stifel, Nicolaus & Company, Incorporated
  Lake Forest, IL
• 1998-09-11 → 2008-07-18
  J.P. Morgan Securities Llc
  Chicago, IL
  Chicago, IL

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-06-06
• S63 Uniform Securities Agent State Law Examination
  1989-03-13

Other Names

• Joseph J Thompson
• Joe Thompson
• Joseph James Thompson