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Joseph J Thompson

Edward Jones

Lindenhurst, IL

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-06-12
IL RA APPROVED 2024-03-01
  • TX RA
    APPROVED
    Since 2025-06-12
  • IL RA
    APPROVED
    Since 2024-03-01

Branch Locations

2031 E Grand Ave Suite 500, Lindenhurst, IL 60046 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus Lake Forest IL 07/2008 01/2020
Ameriprise Financial Services Lake Zurich IL 03/2020 12/2023
Edward Jones St Louis MO 03/2024 Present
  • 07/2008 → 01/2020
    Stifel Nicolaus
    Lake Forest, IL
  • 03/2020 → 12/2023
    Ameriprise Financial Services
    Lake Zurich, IL
  • 03/2024 → Present
    Edward Jones
    St Louis, MO
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-06-06
S63 Uniform Securities Agent State Law Examination 1989-03-13
  • S65 Uniform Investment Adviser Law Examination
    1996-06-06
  • S63 Uniform Securities Agent State Law Examination
    1989-03-13
Other Names
  • Joseph J Thompson
  • Joe Thompson
  • Joseph James Thompson

View on SEC IAPD

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Other Offices

EDWARD JONES · Lindenhurst, IL
STATE FARM INVESTMENT MANAGEMENT CORP. · Lake Villa, IL
UTES WEALTH STRATEGIES · ANTIOCH, IL
FIFTH THIRD SECURITIES, INC. · GURNEE, IL
CETERA INVESTMENT ADVISERS LLC · GRAYSLAKE, IL
LPL FINANCIAL LLC · GRAYSLAKE, IL
U.S. BANCORP ADVISORS, LLC · Gurnee, IL
J.P. MORGAN SECURITIES LLC · GURNEE, IL

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