Maureen A Odonnell

Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers

Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2012-04-23

NJ RA
APPROVED

Since 2012-04-23

Branch Locations

400 Broadhollow Rd Ste 200, Melville, NY 11747 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Northwestern Mutual Life	Milwaukee	WI	07/1986	Present
Northwestern Mutual Investment Services, Llc	Garden City	NY	08/1988	Present
Northwestern Mutual Wealth Management Company	Milwaukee	WI	01/2016	Present

07/1986 → Present

Northwestern Mutual Life

Milwaukee, WI
08/1988 → Present

Northwestern Mutual Investment Services, Llc

Garden City, NY
01/2016 → Present

Northwestern Mutual Wealth Management Company

Milwaukee, WI

Other Businesses

1.MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. 100% OWNER, 1195 WINDING OAKS CIRCLE #308, 1195 WINDING OAKS CIRCLE #308, VERO BEACH, , FLORIDA, 32963, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 5/14/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, NO RESPONSIBILITIES OR DUTIES. THIS IS A 2ND PLACE OF RESIDENCE AND I AM RENTING IT FROM TIME TO TIME. investment related.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2012-04-20
S63	Uniform Securities Agent State Law Examination	1990-11-30

S65 Uniform Investment Adviser Law Examination

2012-04-20
S63 Uniform Securities Agent State Law Examination

1990-11-30

View on SEC IAPD