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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2015-12-04 |
Branch Locations
2850 North Harwood 18Th Floor & 17Th Floor, Dallas, TX 75201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Dallas | TX | 12/2015 | Present |
1. Highland Park Education Foundation; 4201 Grassmere Ln, Dallas, TX 75205; Board Member - fundraising; 08/01/2018; 15.00 Hour(s) Per Year - not during securities trading hours; Not Investment-Related. 2. Salesmanship Club Membership Activities Committee; 106 E 10th Street Dallas TX 75203; Require members of the Salesmanship Club, a non profit, to attend various event for the Momentous School and Therapy Center; committee member; ask members to participate in the school and therapy school; 09/02/2024; 2 hrs/year; Not during security trading hours; Not Investment-Related 3. Momentous Institute; 106 E 10th St Dallas TX 75203; Committee member of PDE or Product and Content; attend committee meetings; 1/28/2026; 2 hours per quarter; not during securities trading hours; Not Inv Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-11-05 |
| S63 | Uniform Securities Agent State Law Examination | 1988-11-29 |
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