Best Investors Account Sign in
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2024-03-21
TX RA APPROVED_RES 2024-03-21
  • MD RA
    APPROVED
    Since 2024-03-21
  • TX RA
    APPROVED_RES
    Since 2024-03-21

Branch Locations

5525 Twin Knolls Road Suite 322, Columbia, MD 21045 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mdk Financial, Inc Columbia MD 07/1991 Present
Investors Capital Corp. Columbia MD 04/1995 10/2016
Cetera Advisors Llc Denver CO 10/2016 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2024 Present
  • 07/1991 → Present
    Mdk Financial, Inc
    Columbia, MD
  • 04/1995 → 10/2016
    Investors Capital Corp.
    Columbia, MD
  • 10/2016 → Present
    Cetera Advisors Llc
    Denver, CO
  • 03/2024 → Present
    Schaumburg, IL
Previous Registrations
  • 2009-06-09 → 2016-10-03
    Investors Capital Corp.
    Lynnfield, MA
    Columbia, MD
    Lynnfield, MA
    Greenville, SC
    Lynnfield, MA
Other Businesses

NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERD LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 8/2016, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF TRADING HOURS PER WEEK: 32.5, POSITION/TITLE/RELATIONSHIP: AGENT, BRIEF DESCRIPTION OF DUTIES: LIFE, HEALTH, ANNUITIES, LONG TERM CARE, and P & C; NAME OF OTHER BUSINESS: MDK FINANCIAL, INC., INVESTMENT RELATED: NO, ADDRESS: 5525 TWIN KNOLLS RD #322 COLUMBIA MD 21045, NATURE OF BUSINESS: RENTAL PROPERTY, START DATE: 1991, APX NUMBER OF HOURS PER WEEK: 3, APX NUMBER OF TRADING HOURS PER WEEK: 3, POSITION/TITLE/RELATIONSHIP: OWNER, BRIEF DESCRIPTION OF DUTIES: OWN AND MANAGE RENTAL OF OFFICE;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-06-04
S63 Uniform Securities Agent State Law Examination 1990-06-20
  • S66 Uniform Combined State Law Examination
    2009-06-04
  • S63 Uniform Securities Agent State Law Examination
    1990-06-20

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Columbia, MD

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor