Best Investors
Account
Sign in
Best Investors
Account
Sign in
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-07-25 |
| CT | RA | APPROVED | 2004-10-30 |
Branch Locations
1177 High Ridge Rd Suite 243, Stamford, CT 06905 • United States
Stamford, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Co | Norwalk | CT | 01/1988 | Present |
| Mml Investors Services, Llc | Norwalk | CT | 10/1988 | Present |
NAME: PETER L HART INV REL: Y ADD: 6 LANDMARK SQUARE STE 7200 STAMFORD CT 06901 NATURE: INDIVIDUAL LIFE, HEALTH, GROUP HEALTH, GROUP LIFE POSITION: SALES/AGENT START DATE: 3/2010 NO. HR/MO:10 NO. HR/MO DURING SEC TRADING:5 DESCRIBE DUTIES: SALES/AGENT OF LIFE AND HEALTH NAME: RETIREMENT AND BENEFIT SYSTEMS, LLC INV REL: Y ADD: 6 LANDMARK SQUARE STE 7200 STAMFORD CT 06901 NATURE: TPA/PENSION SERVICES POSITION: OTHER START DATE: 6/1996 NO. HR/MO: 20 NO. HR/MO DURING SEC TRADING: 20 DESCRIBE DUTIES: PROVIDES A PLAN DESIGN AND ADMINISTRATION SERVICES TO EMPLOYER SPONSORED RETIREMENT PLANS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-10-05 |
| S63 | Uniform Securities Agent State Law Examination | 1990-02-02 |
Reach out to this advisor