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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-19 |
| FL | RA | APPROVED | 2013-05-29 |
| TX | RA | APPROVED_RES | 2001-01-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Buffalo | NY | 08/1988 | Present |
| Bank Of America, N.A. | Buffalo | NY | 12/2009 | Present |
I*99519 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: PAUL NOWAKOWSKI ADMINISTRATOR FOR THE ESTATE INVESTMENT RELATED: N ADDRESS OF BUSINESS: ORCHARD PARK, NEW YORK 14127 NATURE OF BUSINESS: OTHER,ESTATE POSITION, TITLE, ASSOCIATION: FIDUCIARY, START DATE OF RELATIONSHIP: 4/25/2016 NUMBER OF HOURS DEVOTED: 3 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: DISTRIBUTE PROCEEDS FROM THE SALE OF MY FATHERS ESTATE.\
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-03-18 |
| S63 | Uniform Securities Agent State Law Examination | 1989-01-20 |
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