Paul Nowakowski

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/1988 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Buffalo, NY
• 12/2009 → Present
  Bank Of America, N.A.
  Buffalo, NY

Other Businesses

I*99519 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: PAUL NOWAKOWSKI ADMINISTRATOR FOR THE ESTATE INVESTMENT RELATED: N ADDRESS OF BUSINESS: ORCHARD PARK, NEW YORK 14127 NATURE OF BUSINESS: OTHER,ESTATE POSITION, TITLE, ASSOCIATION: FIDUCIARY, START DATE OF RELATIONSHIP: 4/25/2016 NUMBER OF HOURS DEVOTED: 3 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: DISTRIBUTE PROCEEDS FROM THE SALE OF MY FATHERS ESTATE.\

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-03-18
• S63 Uniform Securities Agent State Law Examination
  1989-01-20