Stephen A Neville

Current Employers

Employment History

• 11/2008 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Florham Park, NJ
• 09/2009 → Present
  Bank Of America, N.A.
  Florham Park, NJ

Previous Registrations

• 2007-04-02 → 2008-11-25
  Morgan Stanley & Co. Llc
  Morristown, NJ
• 2002-06-27 → 2007-04-02
  Morgan Stanley Dw Inc.
  Morristown, NJ
  Morristown, NJ

Other Businesses

I*77507 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: STEPHEN NEVILLE INVESTMENT RELATED: NO ADDRESS OF BUSINESS: GLADSTONE, NEW JERSEY 7934 POSITION, TITLE, ASSOCIATION: OTHER, THERE IS NO ENTITY START DATE OF RELATIONSHIP: NUMBER OF HOURS DEVOTED: 1 HOUR MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: INVESTMENT PROPERTY I*130823 For profit or not for profit: For-Profit Organization Name of outside business organization: Back To Work Solutions LLC Investment related: No Address of business: Bridgewater, New Jersey 8807 Position, title, association: Limited Partner, Start date of relationship: 4/1/2020 Number of hours devoted: 20 hours Monthly Number of hours devoted during trading hours: 1 Duties: Given the massive economic disruption from the pandemic, Back To Work is offering a process for businesses to fast track their employees through antibody testing. My role is to assist with operations. I*4692273 Entity Type: Fiduciary role Name of OBA: H. N. C/F C. S. UTMA/FL UNTIL AGE 18 Address: Coral Gables, Florida, 33146 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 06/11/2026 Number of Hours: 0 Number of Hours during trading: 0 Duties: Power of Attorney/Siblings, Niece I*4692274 Entity Type: Fiduciary role Name of OBA: H. N. Address: Coral Gables, Florida, 33146 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 06/11/2026 Number of Hours: 0 Number of Hours during trading: 0 Duties: Power of Attorney/Siblings I*4693271 Entity Type: Fiduciary role Name of OBA: H. N. C/F C. S. UTMA/FL UNTIL AGE 18 Address: Coral Gables, Florida, 33146 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 06/11/2026 Number of Hours: 0 Number of Hours during trading: 0 Duties: Power of Attorney/Siblings, Niece I*4693272 Entity Type: Fiduciary role Name of OBA: MLPF& S CUST FPO H. N. IRA FBO H. N. Address: Coral Gables, Florida, 33146 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 06/11/2026 Number of Hours: 0 Number of Hours during trading: 0 Duties: Power of Attorney/Siblings

Exams

• S66 Uniform Combined State Law Examination
  1999-09-01

Other Names

• Stephen Arthur Neville