Joseph Lazarus Soricelli

Current Employers

Employment History

• 11/2003 → Present
  Lpl Financial, Llc
  New Rochelle, NY
• 03/2005 → Present
  Private Advisor Group, Llc
  New Rochelle, NY
• 11/2023 → Present
  Aging Issues Management Llc
  Bronx, NY
• 06/1985 → Present
  Joseph L. Soricelli Insurance And Financial Services
  Bronx, NY
• 11/2022 → Present
  Coldwell Banker Signature Properties
  Valhalla, NY

Other Businesses

1.10/17/03:No Business Name--InvestRel--AtReprtBus.Location(s)--Non-Variable Insurance. 2.4/22/08:CEFEX--NotInvestRel--Other-Assessment Services--5% Time Spent. 3. 9/8/21 -Private Advisor Group, LLC- Inv Rel- At Rep Bus Loc(s)-Registered Investment Advisor Hybrid-Started 9/1/21- 60 Hrs A Mth/40 Hours During Trading - I provide investment advisory services through Private Advisor Group an independent investment advisor firm. I started this business activity in 9/2021. I expect to spend approximately 60 hours per month on this activity. Please see the advisory firm's Form ADV.. 4. 9/8/21 -Joseph L.Soricelli Insurance and Financial Service - Inv Rel-At Rep Bus Loc(s) - Registered Investment Advisor DBA -Started 9/1/21-60 Hrs A Mth/40 Hrs During Trading - I provide investment advisory services through Private Advisor Group an independent investment advisor firm. I started this business activity in 9/2021. I expect to spend approximately 60 hours per month on this activity. Please see the advisory firm's Form ADV... 5. 9/29/21 - Joseph L. Soricelli Insurance and Financial Services - Inv Rel- At Rep Bus Loc(s) - DBA for LPL Business (entity for LPL business) - Started 9/1/21 - 80 Hrs A Mth During Trading. 6. 9/29/21 - Joseph L.Soricelli Insurance and Financial Service - Inv Rel- At Rep Bus Loc(s) - Registered Investment Advisor DBA - Started 9/1/21 - 80 Hours Per Month/60 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group an independent investment advisor firm. I started this business activity in 9/2021. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV... 7. 3/24/2023 - COLDWELL BANKER SIGNATURE PROPERTIES - Inv Rel- VALHALLA, NY 10595 - Mortgage/Real Estate Services - Senior Real Estate Specialist - Start Date - 01/04/2021 - 5 Hours Per Month/0 Hours During Securities Trading 8. 3/29/2023 - Aging Issues Management - Inv Rel- At Rep Bus Loc(s) - Registered Investment Advisor DBA - Start Date - 3/13/2023 - 40 Hours Per Month/10 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 03/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV... 9. 12/8/23: Aging Issues Management LLC- Registered Investment Advisor- IAR- INV REL- At Rep Bus Loc(s)- Start 10/2/23- 40hrs a mth/ 10hrs during trading- I provide financial planning and consulting services through Aging Issues Management, LLC], an independent investment advisor firm. I started this business activity in 10/2023. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm¿s Form ADV... 10. 5/24/2024- Aging Solutions Management- Registered Investment Advisor DBA- IAR- Investment Related- At Reported Business Location(s)- Started 4/26/24- 40 HRs/Mth; 10Hrs During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-08-22
• S63 Uniform Securities Agent State Law Examination
  1989-11-29

Other Names

• Joseph Lazarus Soricelli