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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2020-10-07 |
| TX | RA | APPROVED_RES | 2020-10-02 |
Branch Locations
30 S Wacker Dr 39Th & 40Th Fls, Chicago, IL 60606 • United States
Hinsdale, IL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Chicago | IL | 01/2009 | 10/2020 |
| Wells Fargo Clearing Services, Llc | Chicago | IL | 10/2020 | Present |
TETON ACADIA CAPITAL PARTNERS LLC DBA JDHCOUTFITTERS, NOT INV RELATED, JACKSON HOLE, WY, 26.32% OWNERSHIP, START 2/13/2012, 10 HOURS PER MONTH, ZERO DURING TRADING, HOLDS RETAIL STORE. TETON ACADIA GROUP LLC, INV RELATED, JACKSON HOLE, WY, 26.32% OWNERSHIP, START 3/13/2012, 5 HOURS PER MONTH, ZERO DURING TRADING, HOLDS REAL ESTATE FOR THE RETAIL STORE. ICONIC WYOMING BRANDS LLC, NOT INV RELATED, 20% OWNERSHIP, START 6/1/2023, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING, PASSIVE INVESTOR IN RESTAURANT.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-08-12 |
| S63 | Uniform Securities Agent State Law Examination | 1988-12-02 |
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