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David L. Ivanovich Jr.

Ubs Financial Services Inc.

New Haven, CT

Milford, CT

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-10-12
CT RA APPROVED 2008-05-16
  • TX RA
    APPROVED_RES
    Since 2015-10-12
  • CT RA
    APPROVED
    Since 2008-05-16

Branch Locations

1 Century Tower 265 Church Street Suite 1102, New Haven, CT 06510 • United States

Milford, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc New Haven CT 05/2008 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1989-01-10
  • S63 Uniform Securities Agent State Law Examination
    1989-01-10
Other Names
  • David Louis Ivanovich
  • David Louis Ivanovich
  • David Louis Ivanovich Jr
  • David Louis Ivanovich
  • David Jr.,David Ivanovich Jr.
  • David L Ivanovich
  • David L L Ivanovich Jr.

View on SEC IAPD

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