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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2007-02-15
FL RA APPROVED 1988-12-01
  • TX RA
    APPROVED
    Since 2007-02-15
  • FL RA
    APPROVED
    Since 1988-12-01

Branch Locations

660 Beachland Blvd, Vero Beach, FL 32963 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Vero Beach FL 07/1985 Present
Other Businesses

I* 1715273 For profit or not for profit: For Profit Name of outside business organization: Interior Preventative Maintenance LLC Investment related: No Address of business: Vero Beach, FL, 32966 Nature of business: LLC Position, title, association: other Start date of relationship: 02/16/2024 Number of hours devoted: 0 yearly Number of hours devoted during trading hours: 0 Duties: My husband's Property Management Business. I have no responsibilities.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-06-01
  • S66 Uniform Combined State Law Examination
    2005-06-01

View on SEC IAPD

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