Joshua Ritz

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2010 → 11/2016
  Wells Fargo Advisors Llc
  Baltimore, MD
• 11/2016 → 12/2021
  Wells Fargo Clearing Services, Llc
  Baltimore, MD
• 02/2021 → 05/2022
  Raymond James Financial Services, Inc.
  Baltimore, MD
• 12/2021 → 08/2022
  Steward Partners Investment Advisory Llc.
  Baltimore, MD
• 12/2021 → 08/2022
  Steward Partners Global Advisory Llc
  Baltimore, MD
• 05/2022 → 08/2022
  Steward Partners Investment Solutions, Llc
  Baltimore, MD
• 08/2022 → Present
  Lpl Financial Llc
  Churchville, MD

Previous Registrations

• 2021-12-13 → 2022-08-12
  Steward Partners Investment Advisory, Llc
  Baltimore, MD
  Stamford, CT
  Washington, DC
• 2011-01-03 → 2021-12-15
  Wells Fargo Clearing Services, Llc
  Charlotte, NC
  Columbia, MD
  Richmond, VA
  Clarksburg, MD
  Charlotte, NC
  Annapolis, MD
  Columbia, MD
  Greenwood Village, CO
  St. Louis, MO
  Charlotte, NC
  St. Louis, MO
• 2010-02-17 → 2010-12-17
  Bb&T Investment Services, Inc.
  Owings Mills, MD
  Baltimore, MD
  Pikesville, MD
  Resiterstown, MD
  Laurel, MD
  Catonsville, MD
  Charlotte, NC
  Bel Air, MD
• 2003-04-16 → 2009-02-09
  Banc Of America Investment Services, Inc.
  Charlotte, NC
  Bel Air, MD
  Baltimore, MD
  Towson, MD
  Baltimore, MD
  Baltimore, MD
  Boston, MA
  Baltimore, MD
• 2000-02-28 → 2003-03-24
  Morgan Stanley Dw Inc.
  Baltimore, MD

Exams

• S66 Uniform Combined State Law Examination
  1999-08-13

Other Names

• Joshua Paul Ritz