Darin Patrick Pope

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2005 → 09/2020
  United Atlantic Advisors, Llc
  Toledo, OH
• 09/2009 → 03/2018
  Securities America Inc.
  Lavista, NE
• 09/2020 → 07/2022
  National Securities Corporation
  Rye, NH
• 09/2020 → 04/2025
  B. Riley Wealth Advisors
  Rye, NH
• 04/2018 → 09/2020
  Fsic
  Rye, NH
• 07/2022 → 04/2025
  B. Riley Wealth Management
  Memphis, TN
• 04/2025 → Present
  Stifel, Nicolaus & Company, Incorporated
  Portsmouth, NH

Previous Registrations

• 2020-09-13 → 2025-05-30
  B. Riley Wealth Advisors, Inc.
  Rye, NH
• 2005-02-16 → 2020-09-17
  United Advisors
  New York, NY
  West Palm Beach, FL
  Toledo, OH
  Secaucus, NJ
• 2004-04-01 → 2005-01-12
  Wells Fargo Clearing Services, Llc
  Colchester, VT
• 2001-01-01 → 2004-02-05
  Keybanc Capital Markets Inc.
  Burlington, VT

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-05-30
• S63 Uniform Securities Agent State Law Examination
  1996-12-16

Designations

• Certified Financial Planner
• Chartered Financial Analyst