John S. Battaglia

Employer firm

United Planners' Financial Services Of America A Limited Partner CRD 20804

$12.8B regulatory AUM 483 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2015 → 12/2016
  Assetmark, Inc.
  Concord, CA
• 03/2016 → 12/2016
  Assetmark Brokerage, Llc
  Concord, CA
• 01/2017 → 03/2021
  H. Beck, Inc.
  Bethesda, MD
• 04/2021 → 08/2024
  Grove Point Advisors, Llc
  Rockville, MD
• 04/2021 → 08/2024
  Grove Point Investments, Llc
  Rockville, MD
• 02/2022 → Present
  Battaglia Associates Wealth Advisors
  Port Matilda, PA
• 08/2024 → Present
  United Planners Financial Services
  Scottsdale, AZ
• 01/2017 → Present
  John S. Battaglia, Jr.
  Port Matilda, PA

Previous Registrations

• 2021-04-01 → 2024-08-21
  Grove Point Advisors, Llc
  Rockville, MD
  Port Matilda, PA
  Rockville, MD
• 2017-01-03 → 2021-04-01
  Grove Point Investments, Llc
  Rockville, MD
  State College, PA
  State College, PA
  Port Matilda, PA
• 2015-09-29 → 2017-01-04
  Assetmark, Inc.
  State College, PA
  Concord, CA
  State College, PA
• 2007-01-10 → 2015-10-01
  Aris Wealth Services Inc
  State College, PA

Other Businesses

1.) BATTAGLIA ASSOCIATES WEALTH ADVISORS - OWNER - DBA NAME FOR MARKETING PURPOSES ONLY - PORT MATILDA, PA - SINCE 12/2017 - INVESTMENT RELATED 2.) JOHN S. BATTAGLIA, JR. - OWNER - NON-VARIABLE INSURANCE - PORT MATILDA, PA - SINCE 01/2017 - INVESTMENT RELATED 3.) BATTAGLIA ASSOCIATES WEALTH ADVISORS, LLC - OWNER - ENTITY FOR TAX, PAYROLL, AND OTHER BUSINESS PURPOSES - PORT MATILDA, PA - SINCE 01/2017 - NOT INVESTMENT RELATED

Exams

• S63 Uniform Securities Agent State Law Examination
  2016-04-26
• S66 Uniform Combined State Law Examination
  2002-03-13

Other Names

• John Salvatore Battaglia
• John S Battaglia