David Richard Scharf

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-06-16
CT	RA	APPROVED	2020-01-21
FL	RA	APPROVED	2017-01-06
TX	RA	APPROVED_RES	2014-03-03

NY RA
APPROVED

Since 2021-06-16
CT RA
APPROVED

Since 2020-01-21
FL RA
APPROVED

Since 2017-01-06
TX RA
APPROVED_RES

Since 2014-03-03

Branch Locations

106 Business Park Drive, Utica, NY 13502 • United States

8889 Pelican Bay Boulevard Suite 300, Naples, FL 34108 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Utica	NY	06/2009	Present
Morgan Stanley Private Bank, N.A.	New York	NY	01/2015	Present
Morgan Stanley	Naples	FL	06/2017	Present

06/2009 → Present

Morgan Stanley

Utica, NY
01/2015 → Present

Morgan Stanley Private Bank, N.A.

New York, NY
06/2017 → Present

Morgan Stanley

Naples, FL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2017-01-03
S63	Uniform Securities Agent State Law Examination	1988-12-09

S65 Uniform Investment Adviser Law Examination

2017-01-03
S63 Uniform Securities Agent State Law Examination

1988-12-09

View on SEC IAPD

Current Employers

Morgan Stanley

Disclosures

Employment History

Exams

Other Firms

Other Investors

Other Offices

Reviews