Best Investors
Account
Sign in
Best Investors
Account
Sign in
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2009-01-02 |
Branch Locations
11016 Rushmore Drive Suite 190, Charlotte, NC 28277 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Charlotte | NC | 12/1998 | Present |
| Lisa Martin & Associates, Inc. | Waxhaw | NC | 12/1998 | Present |
| Raymond James Financial Services Advisors, Inc | Charlotte | NC | 01/2009 | Present |
(1)Name of Business: Lisa Martin & Associates, Inc. Address: 2068 Garden Terrace Circle, Waxhaw, NC, 28173, United States Activity Type: Support Company - Owner Position/Title: Officer - Vice President, Officer - CEO, Officer - President, Officer - Secretary, Officer - Treasurer, Other Investment Related: No Start Date: 12/01/1998 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This is just the business entity I use for the securities business. This name is used for tax and payroll purposes and for contracting with our service providers (vendors - rent, phone,etc.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-07-23 |
| S63 | Uniform Securities Agent State Law Examination | 1992-12-11 |
Reach out to this advisor