Connie Sue Weems-Scott

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2011 → Present
  Lpl Financial Llc
  Atlanta, GA

Previous Registrations

• 2003-12-05 → 2011-08-09
  Securities America Advisors, Inc.
  Atlanta, GA
  Atlanta, GA
• 2003-04-16 → 2003-12-02
  Veravest Investment Advisors, Inc.
  Atlanta, GA

Other Businesses

(1) 05/24/2011 - Commonwealth - Non-Variable Insurance - INV. REL. - AT REPORTED BUSINESS LOCATION(S) - agent/service existing contracts only - 2% TIME SPENT - Non-Variable Insurance (2) 08/12/2011 - NO BUSINESS NAME - Non-Variable Insurance - INV. REL. - AT REPORTED BUSINESS LOCATION(S) - Fixed insurance agent. Disability, fixed annuities, ltc, universal life, and term life. - 5% TIME SPENT (3) 08/12/2011 - Integrated Support Services - Business Entity For Tax/Investment Purposes Only - INV. REL. - AT REPORTED BUSINESS LOCATION(S) - Back office consortium. (4) 08/12/2011 - Integrated Financial Group - DBA for LPL Business (entity for LPL business) - INV. REL. - AT REPORTED BUSINESS LOCATION(S) - 1% TIME SPENT (5) 5/12/2017 - Searcy, Weems-Scott & Quinn - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 05/02/2017 - 120 Hours Per Month During Securities Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-02-15
• S63 Uniform Securities Agent State Law Examination
  1988-11-21

Designations

• Certified Financial Planner

Other Names

• Connie Sue Weemsscott
• Connie Sue Weems
• Connie Weems-Scott