Joseph Patrick Szathmary

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2010 → 12/2017
  Newport Group Secruities, Inc.
  Lake Mary, FL
• 04/2016 → 12/2017
  Newport Group, Inc.
  Walnut Creek, CA
• 12/2017 → Present
  Schwab Retirement Plan Services, Inc.
  Suwanee, GA
• 12/2017 → Present
  Charles Schwab & Co., Inc.
  Suwanee, GA

Previous Registrations

• 2010-06-15 → 2017-12-06
  Newport Group Securities, Inc.
  Lake Mary, FL
  Lake Mary, FL
  Suwanee, GA
  Folsom, CA
• 2005-09-12 → 2010-03-26
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Suwanee, GA
  New York, NY
  Suwanee, GA
  Atlanta, GA

Exams

• S66 Uniform Combined State Law Examination
  2005-09-09
• S63 Uniform Securities Agent State Law Examination
  1989-02-21

Other Names

• Joseph Patrick Szathmary
• Joe Szathmary
• Joseph Szathmary