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Current Employers
Register Financial Advisors, Llc

3500 Lenox Road Suite 1700, Atlanta, GA 30326 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2023-12-15
  • GA RA
    APPROVED
    Since 2023-12-15

Branch Locations

3500 Lenox Road Suite 1700, Atlanta, GA 30326 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Atlanta GA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Atlanta GA 11/2016 10/2023
Register Financial Associates, Inc. Atlanta GA 12/2023 Present
Register Financial Advisors, Llc Atlanta GA 12/2023 Present
Previous Registrations
  • 2008-01-01 → 2023-11-22
    Atlanta, GA
    Atlanta, GA
  • 2003-03-18 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Atlanta, GA
    Atlanta, GA
    St. Louis, MO
Other Businesses

1. 10 Downtown Partners; Non-Investment related;10 Park Place, Atlanta, GA 30303; Nature Investment Real Estate, Limited Partner/Investor, Started July 2016, 0 hours per month, no duties. 2. Healy Partners, Non-Investment related; 57 Forsyth Street, Atlanta, GA 30303, Nature Investment Real Estate, Limited Partner/Investor, Started February 2018, 0 hours per month, no duties. 3. Board: Adaptive Learning Center, Non-Investment related, 125 Townpark Drive #300, Kennesaw, GA30144, Nature Scholastic inclusion for kids with special needs, Board member started November 2017, 4 hours/month, 0 hours/month during securities trading hours, Advocating for and helping bring awareness to the public regarding goals of the non profit.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-08-19
  • S63 Uniform Securities Agent State Law Examination
    1999-08-19
Other Names
  • Ed Waits
  • Edward Jones Waits

View on SEC IAPD

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