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Janney Montgomery Scott LLC CRD 463
$110B regulatory AUM 1,031 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-12-02 |
| NC | RA | APPROVED | 2011-06-01 |
| CA | RA | APPROVED | 2011-04-07 |
| NJ | RA | APPROVED | 2009-03-11 |
| PA | RA | APPROVED | 2009-02-04 |
Branch Locations
1717 Arch Street 21St Floor, Philadelphia, PA 19103 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Janney Montgomery Scott Llc | Philadelphia | PA | 01/2009 | Present |
Wistar Institute; not investment related; 3601 Spruce Street, Philadelphia, PA 19104; Leadership Council Member; start date: 07/06/2021; 1 hr per month; Philanthropic commitment and advocacy
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-05-25 |
| S63 | Uniform Securities Agent State Law Examination | 1999-07-01 |
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