Jeffrey Allen Cavender

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2024-04-30
AL	RA	APPROVED	1996-02-01

TX RA
APPROVED_RES

Since 2024-04-30
AL RA
APPROVED

Since 1996-02-01

Branch Locations

Arab, AL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Arab	AL	01/1996	Present

01/1996 → Present

Lpl Financial Llc

Arab, AL

Other Businesses

(1) 07/12/2010: Cavender Strategic Investment Services, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) (2) 04/09/2012: Dixon Wells - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - 1% Time Spent - Long-Term Care Insurance

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1990-12-21

S63 Uniform Securities Agent State Law Examination

1990-12-21

Other Names

Jeff Cavender

View on SEC IAPD