Scott Clare Prechtel

Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-10-26
MI	RA	APPROVED	2010-03-18

TX RA
APPROVED_RES

Since 2021-10-26
MI RA
APPROVED

Since 2010-03-18

Branch Locations

Oakland, MI • United States

5435 Corporate Drive Suite 240, Troy, MI 48098 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Axa Advisors, Llc	New York	NY	09/1999	06/2020
Equitable Advisors, Llc	New York	NY	09/1999	Present

09/1999 → 06/2020

Axa Advisors, Llc

New York, NY
09/1999 → Present

Equitable Advisors, Llc

New York, NY

Other Businesses

APPROVED TO CONDUCT OTHER INSURANCE ACTIVITY WITH COMPANIES OUTSIDE OF Equitable NETWORK. LRS MANAGEMENT LLC, ADMINISTRATIVE ROLE IN MANAGING LLC, JULY 2017, 1 HOUR PER MONTH. AT ASPEN LLC, PARTNER, JAN 2014, 160 HOURS PER MONTH.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-08-19
S63	Uniform Securities Agent State Law Examination	1988-11-30

S65 Uniform Investment Adviser Law Examination

1998-08-19
S63 Uniform Securities Agent State Law Examination

1988-11-30

Designations

Chartered Financial Consultant

View on SEC IAPD