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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2022-10-06 |
Branch Locations
40 E Rio Salado Pkwy, Tempe, AZ 85281 • United States
One N Jefferson Ave, St. Louis, MO 63103 • United States
Tempe, AZ • United States
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2011-12-20 |
Branch Locations
One N Jefferson Ave, St. Louis, MO 63103 • United States
40 E Rio Salado Pkwy Ste 525, Tempe, AZ 85281 • United States
Tempe, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Phoenix | AZ | 12/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Phoenix | AZ | 11/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-11-26 |
| S63 | Uniform Securities Agent State Law Examination | 1998-01-21 |
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