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Current Employers
Western Wealth Management Llc

14143 Denver Pkwy., Ste 450, Golden, CO 80401 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2016-06-22
  • CO RA
    APPROVED
    Since 2016-06-22

Branch Locations

Denver, CO • United States

Scottsdale, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Denver CO 06/2013 Present
Western Wealth Management Llc Denver CO 06/2016 Present
Previous Registrations
  • 2013-07-02 → 2016-06-22
    Western Wealth Management Llc
    Denver, CO
    Golden, CO
  • 2008-01-01 → 2013-07-01
    Denver, CO
  • 1999-01-01 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Denver, CO
    Denver, CO
    St. Louis, MO
Other Businesses

1. 06/06/2013: WESTERN WEALTH MANAGEMENT - INV REL - 2424 SOUTH LEYDEN STREET, DENVER, CO 80222 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - 100% OF TIME SPENT 2. 06/06/2013: NO BUSINESS NAME - INV REL - MULTIPLE PROPERTY ADDRESSES IN LONGMONT, CO - REAL ESTATE RENTAL - OWNER 3. 07/03/2013: WESTERN WEALTH MANAGEMENT - INV REL - 2424 S LEYDEN STREET, DENVER, CO 80222 - REGISTERED INVESTMENT ADVISOR - WESTERN WEALTH MANAGEMENT 4. 07/29/2013 - MJS INVESTMENTS INC - ivn rel - Business Entity For Tax/Investment Purposes Only - FOR ACCOUNTING PURPOSES ONLY 5. 10/09/2015 - 5124 N 83RD ST, LLC - Investment Related - 2424 S. Leyden ST. Denver, CO 80222 - Real Estate Rental - Started 10/01/2015 - 1 Hour Per Month/0 Hours During Securities Trading - 5124 N 83rd ST, Scottsdale AZ, 85250; Leasing agent in Scottsdale. Owner in Colorado. 6. 04/15/2019 - No business name - Scottsdale,AZ 85251 - Real Estate Rental - start date:04/13/2019 - 1 hr/mo - 0 hrs during trading. 7. 9/7/2021 - NDIRA fbo Michael J. Schumar - Investment Related - Home Based & Grand Rapids, MI - Real Estate Rental - Started 12/20/12 - 2 Hours Per Month/0 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-01-30
S63 Uniform Securities Agent State Law Examination 1988-11-30
  • S66 Uniform Combined State Law Examination
    2004-01-30
  • S63 Uniform Securities Agent State Law Examination
    1988-11-30
Other Names
  • Michael James Schumar

View on SEC IAPD

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