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14143 Denver Pkwy., Ste 450, Golden, CO 80401 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2016-06-22 |
Branch Locations
Scottsdale, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Denver | CO | 06/2013 | Present |
| Western Wealth Management Llc | Denver | CO | 06/2016 | Present |
1. 06/06/2013: WESTERN WEALTH MANAGEMENT - INV REL - 2424 SOUTH LEYDEN STREET, DENVER, CO 80222 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - 100% OF TIME SPENT 2. 06/06/2013: NO BUSINESS NAME - INV REL - MULTIPLE PROPERTY ADDRESSES IN LONGMONT, CO - REAL ESTATE RENTAL - OWNER 3. 07/03/2013: WESTERN WEALTH MANAGEMENT - INV REL - 2424 S LEYDEN STREET, DENVER, CO 80222 - REGISTERED INVESTMENT ADVISOR - WESTERN WEALTH MANAGEMENT 4. 07/29/2013 - MJS INVESTMENTS INC - ivn rel - Business Entity For Tax/Investment Purposes Only - FOR ACCOUNTING PURPOSES ONLY 5. 10/09/2015 - 5124 N 83RD ST, LLC - Investment Related - 2424 S. Leyden ST. Denver, CO 80222 - Real Estate Rental - Started 10/01/2015 - 1 Hour Per Month/0 Hours During Securities Trading - 5124 N 83rd ST, Scottsdale AZ, 85250; Leasing agent in Scottsdale. Owner in Colorado. 6. 04/15/2019 - No business name - Scottsdale,AZ 85251 - Real Estate Rental - start date:04/13/2019 - 1 hr/mo - 0 hrs during trading. 7. 9/7/2021 - NDIRA fbo Michael J. Schumar - Investment Related - Home Based & Grand Rapids, MI - Real Estate Rental - Started 12/20/12 - 2 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-01-30 |
| S63 | Uniform Securities Agent State Law Examination | 1988-11-30 |
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