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Current Employers
Money Concepts Capital Corp

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2025-12-10
  • AR RA
    APPROVED
    Since 2025-12-10

Branch Locations

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

11440 Jog Road, Palm Beach Gardens, FL 33418 • UNITED STATES

Cabot, AR • United States

5600 Mexico Road Ste.1, Saint Peters, MO 63376 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Jim Leonard Cpa Magnolia AR 05/1987 Present
A.L. Williams Bessier City LA 05/1988 12/2020
Avantax Investment Services, Inc. Cabot AR 09/1990 12/2020
Avantax Adviosry Services Cabot AR 02/1994 12/2020
Veritas Independent Partners Conway AR 01/2021 12/2025
Ll&T Llc Cabot AR 01/1992 Present
Money Concepts Capital Corp. Palm Beach Gardens AR 12/2025 Present
  • 05/1987 → Present
    Jim Leonard Cpa
    Magnolia, AR
  • 05/1988 → 12/2020
    A.L. Williams
    Bessier City, LA
  • 09/1990 → 12/2020
    Avantax Investment Services, Inc.
    Cabot, AR
  • 02/1994 → 12/2020
    Avantax Adviosry Services
    Cabot, AR
  • 01/2021 → 12/2025
    Veritas Independent Partners
    Conway, AR
  • 01/1992 → Present
    Ll&T Llc
    Cabot, AR
  • 12/2025 → Present
    Palm Beach Gardens, AR
Previous Registrations
  • 2021-01-05 → 2025-12-06
    Conway, AR
    Cabot, AR
    Conway, AR
    Cabot, AR
  • 1994-01-28 → 2020-12-31
    Avantax Advisory Services
    Cabot, AR
Other Businesses

1. Jim D. Leonard, since 1/1981, CPA, Tax PrepNon-investment related, 1-10% time spent on activity during non-securities hrs. 2. LL&T LLC Partnership, TIMBER BUSINESS WITH SPOUSE, Non-investment related, 1-10% time spent on activity during non-securities hrs.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1988-12-20
  • S63 Uniform Securities Agent State Law Examination
    1988-12-20

View on SEC IAPD

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