Best Investors
Account
Sign in
Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-02-23 |
| DC | RA | APPROVED | 1996-03-15 |
| VA | RA | APPROVED | 1996-02-26 |
Branch Locations
4100 Monument Corner Drive Suite 410, Fairfax, VA 22030 • United States
Haymarket, VA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Fairfax | VA | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Fairfax | VA | 03/2020 | Present |
Business Ownership; OPM; Just to file my K-1 each year.; We have formed a corporation with 7 advisors for the purpose of renting space for our Ameriprise businesses.; 4100 Monument Corner Drive, Suite 410, Fairfax, VA, 22030; Not Investment-Related; 10/01/2012; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-02-02 |
| S63 | Uniform Securities Agent State Law Examination | 1989-04-17 |
Reach out to this advisor