Richard French Judd

Employer firm

Cibc Private Wealth Advisors, Inc. CRD 109644

$67.8B regulatory AUM 2,160 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2009 → 10/2017
  Geneva Investment Management Of Chicago, Llc
  Chicago, IL
• 01/2011 → 10/2017
  Gnv Advisors, Llc
  Chicago, IL
• 10/2017 → 10/2017
  Atlantic Trust Investment Advisors
  Chicago, IL
• 11/2017 → Present
  Cibc Private Wealth Advisors, Inc
  Chicago, IL

Previous Registrations

• 2010-10-28 → 2017-09-01
  Geneva Advisors, Llc
  Chicago, IL
• 2006-08-12 → 2009-02-13
  Ubs Financial Services Inc.
  Weehawken, NJ
• 2004-05-10 → 2006-08-12
  Piper Sandler & Co.
  Chicago, IL
  Chicago, IL
• 2001-01-16 → 2004-05-19
  Deutsche Bank Securities Inc.
  Chicago, IL

Exams

• S65 Uniform Investment Adviser Law Examination
  2022-07-11
• S63 Uniform Securities Agent State Law Examination
  1989-01-26

Other Names

• Rick Judd