Kenneth Furman

Employer firm

Mariner CRD 140195

$125B regulatory AUM 216 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2009 → 01/2018
  Fidelity Investments
  New Your, NY
• 01/2018 → 04/2024
  Charles Schwab & Co., Inc.
  Millburn, NJ
• 01/2018 → 04/2024
  Charles Schwab Bank Ssb
  Millburn, NJ
• 04/2024 → Present
  Mariner Wealth Advisors
  Overland Park, KS

Previous Registrations

• 2018-01-31 → 2024-02-09
  Charles Schwab & Co., Inc.
  Morristown, NJ
  Bridgewater, NJ
  Princeton, NJ
  Millburn, NJ
• 2010-05-21 → 2018-01-23
  Strategic Advisers Llc
  Princeton, NJ
  Millburn, NJ
  Bridgewater, NJ
• 2002-07-02 → 2008-12-05
  Strategic Advisers Llc
  Paramus, NJ

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-06-27
• S63 Uniform Securities Agent State Law Examination
  1988-12-23

Other Names

• Kenneth Lee Furman