Scott Toshio Nishimura

Current Employers

Employment History

• 10/2015 → 01/2022
  Transamerica Financial Advisors, Inc
  Johns Creek, GA
• 02/2022 → 08/2024
  Triad Advisors
  Norcross, GA
• 08/2024 → Present
  Osaic Wealth, Inc.
  Eagle, ID

Previous Registrations

• 2015-10-13 → 2022-01-25
  Transamerica Financial Advisors, Llc
  St. Petersburg, FL
  Los Angeles, CA
  St Petersburg, FL
  Newman, CA
  St Petersburg, FL
  Johns Creek, GA
• 2013-11-05 → 2015-08-17
  Cetera Wealth Services, Llc
  El Segundo, CA
  El Segundo, CA
• 2009-09-04 → 2013-07-23
  Transamerica Financial Advisors, Llc
  Los Angeles, CA
  Los Angeles, CA
  St. Petersburg, FL
• 2007-07-10 → 2009-09-04
  Transamerica Financial Advisors, Inc.
  Los Angeles, CA
• 1997-07-08 → 2006-09-19
  Charles Schwab & Co., Inc.
  Glendale, CA
  Pasadena, CA
  Pasadena, CA
  Pasadena, CA

Other Businesses

1) Continuum Advisory LLC;investment related;873 E State Street,Eagle,ID 83616;registered investment advisor;senior vice president;2/2022;40+ hrs/month;6.5 hrs during trading;management of RIA 2) TRUSTEE FOR ELDERLY AUNT'S TRUST POSITION: Co-Trustee NATURE: I have been appointed as a co-trustee along with my widowed elderly aunt. There is no legal entity/ INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 10/15/2023 ADDRESS: 16485 Santa Bianca Drive, Hacienda Heights CA 91745, United States DESCRIPTION: My widowed aunt has appointed me co-trustee of her family trust. I manage her day to day financial needs. My activities do not include any investment management activities.

Exams

• S63 Uniform Securities Agent State Law Examination
  1994-06-13

Other Names

• Scott Toshio Nishimura