Steven Jay Davis

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/1988 → Present
  Steven J. Davis Financial Svcs
  Ogden, UT
• 10/1988 → 09/2025
  Avantax Investment Services, Inc.
  Ogden, UT
• 02/1995 → 09/2025
  Avantax Advisory Services
  Ogden, UT
• 05/2007 → 12/2024
  Sjd Investments
  Ogden, UT
• 06/2007 → Present
  Steven
  Ogden, UT
• 03/1996 → Present
  Steven J, Davis
  Ogden, UT
• 03/2004 → Present
  West Warren - Warren Water District
  Ogden, UT
• 10/2007 → 12/2018
  West Haven City
  West Haven City, UT
• 10/2007 → 12/2018
  Plain City
  Plain City, UT
• 07/1990 → 09/2025
  Avantax Insurance Agency, Llc
  Ogden, UT
• 07/1990 → 09/2025
  Avantax Insurance Agency And/Or Avantax Insurance Services.
  Ogden, UT
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Ogden, UT
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 1995-02-22 → 2025-09-05
  Avantax Advisory Services
  Ogden, UT
  Ogden, UT
  Dallas, TX

Other Businesses

1) STEVEN J DAVIS RANCH POSITION: Owner/Sole Proprietor NATURE: Farming/Agriculture/Dairy INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1997 ADDRESS: 1688 So. 7500 W., OGDEN UT 84404, DESCRIPTION: OWNER/OPERATOR 2) STEVEN DAVIS & ASSOCIATES PC POSITION: President NATURE: Tax Preparation/Accounting INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 06/01/2007 ADDRESS: 1688 So 7500 W, OGDEN UT 84404, DESCRIPTION: tax prep/accounting. 3) STEVEN J. DAVIS POSITION: Insurance Sales Agent NATURE: Independent Insurance Agent INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 03/14/1996 ADDRESS: 1688 so 7500 W, OGDEN UT 84404, United States DESCRIPTION: INSURANCE SALES 4) WEST WARREN - WARREN WATER DISTRICT POSITION: Director/Officer NATURE: ELECTED DIRECTOR INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 0 START DATE: 03/03/2004 ADDRESS: 1561 South 7500 West, OGDEN UT 84404, United States DESCRIPTION: BOARD OF DIRECTORS ONCE A MONTH MEETING TO APPROVE RESOLUTIONS AND WATER DISTRICT BUSINESS. ACT AS TREASURER, SIGN CHECKS, PREPARE QUARTERLY FINANCIAL STATEMENTS, PREPARE AND MONITOR BUDGETS, SUBMIT ALL REQUIRED REPORTS TO THE UTAH STATE AUDITOR AS REQUIRED FOR SPECIAL DISTRICTS 5) CHASE ACCOUNTING SERVICES P.C. POSITION: PRESIDENT NATURE: CERTIFIED PUBLIC ACCOUNTING FIRM INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 11/11/2023 ADDRESS: 1688 South 7500 West, Ogden UT 84404, United States DESCRIPTION: MANAGE THE AFFAIRS OF THIS FIRM AFTER MY DAUGHTER, PASSED AWAY ON NOVEMBER 11, 2023. WE WLL BE OPERATING THE FIRM IN A LIMITED WAY UNTIL WE CAN ARRANGE SALE AND A CLOSE OUT OF THE S-CORPORATION. I AM NOT TAKING A SALARY OR OTHER COMPENSATION

Exams

• S63 Uniform Securities Agent State Law Examination
  1988-10-18

Designations

• Certified Financial Planner