Eric Shawnyee Tom

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-04-17

NY RA
APPROVED

Since 2021-04-17

Branch Locations

2200 Northern Blvd Suite 200, East Hills, NY 11548 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Metlife Securities Inc.	Flushing	NY	05/1988	03/2017
Mml Investors Services, Llc	East Hills	NY	03/2017	Present
Massmutual Life Insurance Co	East Hills	NY	07/2016	Present

05/1988 → 03/2017

Metlife Securities Inc.

Flushing, NY
03/2017 → Present

Mml Investors Services, Llc

East Hills, NY
07/2016 → Present

Massmutual Life Insurance Co

East Hills, NY

Other Businesses

(1) Independent Insurance Agent-from business address-1hrs sec, 0hrs nonsec-Life/Accident/Health-since 12/2003 (2) Independent Insurance Agent-from business address-1hrs sec, 1hrs nonsec-Fixed Annuities-since 03/2016

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1988-12-29

S63 Uniform Securities Agent State Law Examination

1988-12-29

Designations

View on SEC IAPD